Rule
14-720 Qualifications for admission of house counsel applicants.
(a) Scope of practice. An attorney admitted
to the Bar as House Counsel shall limit his or her practice of law including
legal representation only to the business of his or her employer. House Counsel
shall not:
(a)(1) Appear before a court of record or
not of record as an attorney or counselor in the State of Utah except as
otherwise authorized by law or rule; or
(a)(2) Offer legal services or advice to the
public or hold himself or herself out as being so engaged or authorized, except
as permitted under Rule 5.5 of the Utah Rules of Professional Conduct. An
attorney granted a House Counsel license is not prevented from appearing in any
matter pro se or from fulfilling the duties of a member of the active or
reserve components of the armed forces or the National Guard.
(b) Requirements of house counsel
applicants. To be recommended for admission to the Bar as House Counsel, a
person must establish by clear and convincing evidence that he or she meets
each of the following requirements:
(b)(1) filed with
the Admissions Office a Complete Application for admission to the Bar and paid
the prescribed application fee;
(b)(2) be at least
twenty-one years old;
(b)(3) graduated
with a first professional degree in law (Juris
Doctorate or Bachelor of Laws) from an Approved Law School;
(b)(4) be licensed
to practice law and in active status in a sister state or United States
territory or the District of Columbia;
(b)(5) either (A) be a bona fide resident of
the State of Utah or (B) maintain an office as the employer's House Counsel
within the State of Utah;
(b)(6) be employed and practice law
exclusively as House Counsel for a corporation, its subsidiaries or affiliates,
an association, a business, or other legal entity whose lawful business
consists of activities other than the practice of law or the provision of legal
services;
(b)(7) provide an affidavit signed by both
the Applicant and the employer that the Applicant is employed exclusively as
House Counsel and that Applicant has disclosed to the employer the limitations
on House Counsel's license of practicing under this rule;
(b)(8) be of good
moral character and have satisfied the requirements of Rule 14-708;
(b)(9) present satisfactory proof of both
admission to the practice of law and that he or she is a member in good
standing in all jurisdictions where currently admitted;
(b)(10) file with the application a
certificate from the entity having authority over professional discipline for
each jurisdiction where the Applicant is licensed to practice which certifies
that the Applicant is not currently subject to lawyer discipline or the subject
of a pending disciplinary matter; and
(b)(11) complied
with the oath and enrollment provisions of Rule 14-716 and paid the licensing
fees required for active status.
(c) Application. An Applicant requesting a
license to serve as House Counsel must file a Complete Application for
admission.
(c)(1) An application under this rule may be
filed at any time.
(c)(2) The processing time of a House
Counsel application is approximately 90 to 180 days.
(c)(3) Applicants must meet all House
Counsel admission requirements in this rule.
(c)(4) Upon approval by the Board of an
application, the Applicant will be admitted in accordance with Rule 14-716(b).
(d) Unauthorized practice of law.
(d)(1) It is the unauthorized practice of
law for an attorney not licensed in Utah to practice law in the state except as
otherwise provided by law.
(d)(2) An attorney who complies with the
requirements of subsection (b)(1) may provide services
to an employer in Utah while the application is pending as long as the application
is filed within six months of the out-of-state attorney establishing an office
or residence in Utah.
(d)(3) No attorney who is not a member of
the Bar and is acting as an attorney in Utah for an employer shall be denied a
House Counsel license solely because of the attorney's prior failure to seek
admission to the Bar, provided that an application pursuant to this rule is
filed within one year of the Court's adoption of this rule.
(d)(4) After the one-year enrollment period
referred to in subsection (d)(3), an attorney who provides legal advice to his
or her employer but is not an active member of the Bar or licensed as a House
Counsel pursuant to this rule may be referred for investigation for the
unauthorized practice of law.
(e) Continuing legal education requirement.
House Counsel shall:
(e)(1) File with the MCLE Board by July 31
of each year a Certificate of Compliance from the jurisdiction where House
Counsel maintains an active license establishing that he or she has completed
the hours of continuing legal education required of active attorneys in the
jurisdiction where House Counsel is licensed; and
(e)(2) Pay the designated filing fee at the
time of filing the Certificate of Compliance. A House Counsel admitted under
this rule who fails to comply with the CLE filing requirement by the July 31
deadline shall be assessed a late fee. Any House Counsel who fails to file
within 30 calendar days of the July 31 deadline may be subject to suspension
and a reinstatement fee.
(f) Applicable regulations. House Counsel is
subject to and must comply with the Utah Rules of Professional Conduct Chapter
14, Article 1, Integration and Management, Chapter 14, Article 5, Lawyer
Discipline and Disability, Chapter 14, Article 7, Admissions, and all other
rules and regulations governing the conduct and discipline of members of the
Bar.
(g) Discipline. House Counsel is subject to
professional discipline in the same manner and to the same extent as a member
of the Bar. Every person licensed under this rule is subject to control by the
courts of the State of Utah and to censure, suspension, removal, or revocation
of his or her license to practice as House Counsel in Utah regardless of where
the conduct occurs.
(h) Notification of change in standing.
(h)(1) House Counsel shall execute and file
with the Licensing Office a written notice of any change in that person's
membership status, good standing or authorization to practice law in any
jurisdiction where licensed.
(h)(2) House Counsel shall execute and file
with the Office of Professional Conduct a written notice of the commencement of
all formal disciplinary proceedings and of all final disciplinary actions taken
in any other jurisdiction.
(i) No
Solicitation. House Counsel is not authorized by anything in this rule to hold
out to the public or otherwise solicit, advertise, or represent that he or she
is available to assist in representing the public in legal matters in Utah.
(j) Cessation of activity as house counsel.
A House Counsel license terminates and the House Counsel shall immediately
cease performing all services under this rule and shall cease holding himself
or herself out as House Counsel upon:
(j)(1) termination
of employment with the qualified employer as provided in subsection (b)(6);
(j)(2) termination
of residence, or the maintenance of his or her office in the State of Utah as
provided in subsection (b)(5);
(j)(3) failure to maintain active status in
a sister state or United States territory or the District of Columbia, or to
satisfy the Bar's annual licensing requirements, including compliance with
mandatory continuing legal education requirements as provided for in this rule;
(j)(4) completion
of any disciplinary proceeding in Utah or any other jurisdiction, which
warrants suspension or termination of the House Counsel license; or
(j)(5) an attorney who seeks admission to
practice in this state as House Counsel and who previously had a Utah House
Counsel license that was terminated due to a disciplinary proceeding pursuant
to subsection (j)(4) or whose license was terminated
for a period longer than six months pursuant to subsection (j)(1), (j)(2), or
(j)(3) must file a new application under this rule.
(k) Reinstatement after temporary lapse in
license. An attorney whose House Counsel license is terminated pursuant to
subsection (j)(1), (j)(2), or (j)(3) shall be
reinstated to practice law as a House Counsel if within six months from the
termination the attorney is able to demonstrate to the Admissions Office that
he or she has:
(k)(1) employment
with a qualified employer and has provided the required verification of
employment pursuant to subsection (b)(7);
(k)(2) established
a residence or maintains an office for the practice of law as House Counsel for
the employer within the State of Utah; and/or
(k)(3) active
status in a sister state or United States territory or the District of Columbia
and has complied with the Bar's annual licensing requirements for House
Counsel.
(l) Notice of change of employment. House
Counsel shall notify, in writing, the Licensing Office of the termination of
the employment pursuant to which the House Counsel license was issued.
(m) Full admission to the Utah State Bar. A
House Counsel license will be terminated automatically once the attorney has
been otherwise admitted to the practice of law in Utah as an active member of
the Bar. Any person who has been issued a House Counsel license may qualify for
full membership by establishing by clear and convincing evidence that he or she
meets the following requirements:
(m)(1) filed a
complete written request for a change of status with the Admissions Office in
accordance with the filing deadlines set forth in Rule 14-707(b). The request
for a change of status must include:
(m)(1)(A) a
Reapplication for Admission form updating the information provided in the original
application, including payment of the prescribed application fee. If the
original application for admission is more than two years old, a new Complete
Application for admission must be filed;
(m)(1)(B) a
criminal background check dated no more than 180 days prior to the filing of
the change of status request;
(m)(1)(C) satisfactory proof of both
admission to the practice of law and that House Counsel is a member in good
standing in all jurisdictions where admitted; and
(m)(1)(D) a certificate from the entity
having authority over professional discipline for each jurisdiction where House
Counsel is licensed to practice which certifies that House Counsel is not
currently subject to lawyer discipline or the subject of a pending disciplinary
matter.
(m)(2) be of good
moral character and have satisfied the requirements of Rule 14-708;
(m)(3) successfully
passed the Bar Examination as prescribed in Rule 14-710;
(m)(4) successfully
passed the MPRE as prescribed in Rule 14-713; and
(m)(5) complied
with the provisions of Rule 14-716 concerning licensing and enrollment fees.