Rule 14-515. Access to
disciplinary information.
(a) Confidentiality. Prior to the filing of a formal complaint or the
issuance of a public reprimand pursuant to Rule 14-510 in a discipline matter,
the proceeding is confidential, except that the pendency, subject matter, and
status of an investigation may be disclosed by OPC
counsel if the proceeding is based upon allegations that have been disseminated
through the mass media, or include either the conviction of a crime or
reciprocal public discipline. The proceeding shall not be deemed confidential
to the extent:
(a)(1) the respondent has given an express written waiver of
confidentiality;
(a)(2) there is a need to notify another person or organization,
including the Bar's Lawyer's Fund for Client Protection, in order to protect
the public, the administration of justice, or the legal profession; or
(a)(3) the information is required in a subsequent lawyer sanctions
hearing;
(a)(4) a referral is made to the Professionalism Counseling Board
pursuant to Rule 14-510 (a)(4) or (b)(6)(C ). In the event of such a referral, OPC counsel, members of the Committee and of any screening
panel, and members of the Professionalism Counseling Board may share all
information between and among them with the expectation that such information
will in all other respects be subject to applicable confidentiality rules or
exceptions.
(b) Public proceedings. Upon the filing of a formal complaint in a
discipline matter, the filing of a petition for reinstatement, or the filing of
a motion or petition for interim suspension, the proceeding is public, except
as provided in paragraph (d) below.
(c) Proceedings alleging disability. Proceedings for transfer to or
from disability status are confidential. All orders transferring a respondent
to or from disability status are public.
(d) Protective order. In order to protect the interest of a
complainant, witness, third party, or respondent, the district court may, upon
application of any person and for good cause shown, issue a protective order
prohibiting the disclosure of specific information and direct that the
proceedings be conducted so as to implement the order, including requiring that
the hearing be conducted in such a way as to preserve the confidentiality of
the information that is the subject of the application.
(e) Request for nonpublic information. Nonpublic information shall be
confidential, other than as authorized for disclosure under paragraph (a),
unless:
(e)(1) the request for information is made by the Board, any Bar
committee or the executive director, and is required in the furtherance of
their duties; or
(e)(2) the request for information is approved by OPC
counsel and there is compliance with the provisions of paragraphs (f) and (g)
of this rule.
(f) Notice to the respondent. Except as provided in paragraph (g), if the
Committee decides to provide nonpublic information requested pursuant to
paragraph (e), and if the respondent has not signed an express written waiver
permitting the party requesting the information to obtain the nonpublic
information, the respondent shall be notified in writing at the respondent's
last known designated mailing address as shown by Bar records of that
information which has been requested and by whom, together with a copy of the
information proposed to be released. The notice shall advise the respondent
that the information shall be released at the end of 21 days following mailing
of the notice unless the respondent objects to the disclosure. If the
respondent timely objects to the disclosure, the information shall remain
confidential unless the requesting party obtains a court order authorizing its
release.
(g) Release without notice. If an otherwise authorized requesting party
as outlined in paragraph (e) has not obtained an express written waiver from
the respondent to obtain nonpublic information, and requests that the
information be released without giving notice to the respondent, the requesting
party shall certify that:
(g)(1) the request is made in furtherance of an ongoing investigation
into misconduct by the respondent;
(g)(2) the information is essential to that investigation; and
(g)(3) disclosure of the existence of the investigation to the
respondent would seriously prejudice that investigation.
(h) OPC counsel can disclose nonpublic
information without notice to the respondent if:
(h)(1) disclosure is made in furtherance of an ongoing OPC investigation into misconduct by the respondent; and
(h)(2) the information that is sought through disclosure is essential
to that investigation.
(i) Duty of participants. All participants in
a proceeding under these rules shall conduct themselves so as to maintain
confidentiality.